2007 State Policies on Assessment Participation and Accommodations for Students with Disabilities

Synthesis Report 69

Laurene L. Christensen, Sheryl S. Lazarus, Melissa Crone,
Martha L. Thurlow

December 2008

All rights reserved. Any or all portions of this document may be reproduced and distributed without prior permission, provided the source is cited as:

Christensen, L. L., Lazarus, S. S., Crone, M., & Thurlow, M. L. (2008). 2007 state policies on assessment participation and accommodations for students with disabilities (Synthesis Report 69). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes


Table of Contents

Acknowledgments
Executive Summary
Overview
Section 1—Participation Policies
Section 2 – Accommodation Policies
Types of Accommodations and Impact of Use
Summary
Conclusions
References
Appendix A. State Documents Used in Analysis of Participation and Accommodation Policies
Appendix B. Participation and Accommodation Guidelines by State


Acknowledgments

The authors wish to extend special thanks to Michael Moore for his commitment to the development of the Data Viewer, the interactive tool and database that complements this report. Michael’s ongoing efforts to revise the Data Viewer have made this report possible. Additional thanks go to Kathryn Lail, who helped with the initial data collection for this project.


Executive Summary

The National Center on Educational Outcomes (NCEO) has been tracking and analyzing state policies on assessment participation and accommodations since 1992. The purpose of the current analysis is to update information on these policies that was last reported by NCEO in 2006 (based on 2005 data). In this analysis policies from all fifty states, plus eight of the unique states, were reviewed. Two unique states, Bureau of Indian Education and U.S. Virgin Islands, were not included in the analysis.

The current analysis of states’ 2007 participation and accommodation policies found that state policies on participation and accommodation continue to evolve, and that they have become more detailed and specific than in previous years. Key findings from this analysis include:

  • State policies focus more on accommodations that allow for valid scores.

  • There is a greater differentiation among accommodations for different groups of students (students with IEPs, students with 504 Plans, English language learners).

  • All regular states and some unique states have Web sites where users can access their policies.

  • The "read aloud questions" and "sign interpret questions" accommodations continue to be controversial.

  • More states have policies that prohibit certain accommodations than they did in 2005.

  • More states have guidelines for the use of accommodations requiring a third party/access assistant (scribe, reader, sign language interpreter).

  • This analysis did not attempt to determine the degree to which state policies complied with federal requirements under the Individuals with Disabilities Education Act of 2004 or Title I of the No Child Left Behind Act of 2001. Instead, it is a descriptive analysis of the written policies that states have for the participation of students with disabilities in assessments and the use of accommodations during their assessments.


    Overview

    Given that both the Individuals with Disabilities Education Act (IDEA) of 2004 and Title I of the No Child Left Behind (NCLB) Act of 2001 require the participation of students with disabilities in state assessments, it is important to study how they will participate, and what, if any, accommodations will be used. The National Center on Educational Outcomes (NCEO) has been tracking and analyzing state polices that address participation and accommodations for students with disabilities since 1992, with the most recent analysis examining 2005 policies (Lazarus, Thurlow, Lail, Eisenbraun, & Kato, 2006). Each time that NCEO has examined state policies (Clapper, Morse, Lazarus, Thompson, & Thurlow, 2005; Lazarus, S. S., Thurlow, M. L., Lail, K. E., Eisenbraun, K. D., & Kato, K., 2006; Thurlow, House, Boys, Scott, & Ysseldyke, 2000; Thurlow, Lazarus, Thompson, & Robey, 2002; Thurlow, Scott, & Ysseldyke, 1995a, 1995b; Thurlow, Seyfarth, Scott, & Ysseldyke, 1997; Thurlow, Ysseldyke, & Silverstein, 1993), the policies have changed significantly. Over time, the policies have shifted from indicating an increasing number of states with policies on participation and accommodations, to a growing sophistication in states’ policies.

    Since the last update, recent federal regulations have had an influence on states’ accommodations policies. The federal peer review of state standards and assessments, which was begun in 2004, has required states to have clear policies for accommodations, to document the link between instructional and assessment accommodations, to monitor the availability and use of accommodations, and to ensure that the use of accommodations results in a valid and meaningful score. In addition, the federal regulations of April 2007 that give states the option to develop an alternate assessment based on modified academic achievement standards have also started to have some influence on states’ accommodations policies. Even though these regulations were released after the policies were collected for this analysis, some states, in anticipation of these regulations, had already undergone the development of this alternate assessment, and others were preparing for the development of this assessment, and to some degree, this preparation can be observed in state policies on participation and accommodations.

    Recent changes in participation and accommodations policies include the following: (1) attention to accommodations that allow for valid scores; and (2) greater differentiation among accommodations allowed for different groups of students, such as students with Individualized Education Programs (IEPs), students with 504 plans, and English language learners.

    Need to Update and Analyze

    This current update, based on 2007 policies, sought to answer questions similar to those in previous examinations of state participation and accommodations policies. These questions included:

  • How do states reflect the participation options for students with disabilities on statewide tests?

  • Have the policies changed substantially since the 2005 update? How have the policies changed?

  • How do accommodations policies reflect current and emerging issues, including issues of validity, assistive technology accommodations, and the provision of accommodations to different student groups?

  • In the current report, we have made several additions and adjustments to our analysis. Several new accommodations were added to the analysis, and these will be noted where they are discussed in this report. One major change to our report is the inclusion of the unique states. The ten unique states we attempted to collect policies from are are American Samoa, Bureau of Indian Education, District of Columbia, Guam, Marshall Islands, Micronesia, Commonwealth of the Northern Mariana Islands, Palau, Puerto Rico, and the U.S. Virgin Islands.

    A change to our analysis this year was the introduction of the term Unique Aggregated Accommodation. In addition to the other policy categories of Allowed, Allowed in Certain Circumstances, Allowed with Implications for Scoring, and Prohibited, we use this Unique Aggregated Accommodation to refer to accommodations that may be called nonstandard in some states or conditional in others but are still allowed accommodations that do not result in implications for scoring or aggregation. This category replaces the A* category from the last report, which included accommodations called "nonstandard" even though there were no implications for scoring or aggregation. In addition, the Unique Aggregated Accommodation is also included as a testing condition in the Participation Policies section of the report under Additional Testing Options.

    Process Used to Review State Policies

    In general, procedures used for this analysis of states’ written participation and accommodation policies were similar to the procedures used in the past. As was the case in previous years, the information for this report was gathered through the examination and analysis of publicly available written documents. This is in contrast to other approaches that survey informed respondents and that may use a restricted list of accommodations.

    Participation and accommodation policies for the 2006-07 school year were obtained from all regular states’ Web sites as of June 15, 2007. Participation and accommodations policies for unique states were obtained through email and in-person visits. The initial compilation of data for each state was entered into an online database with a composite entry for each state, which is referred to as a state profile. The profiles were made accessible in an online format to states in December 2007. States were then asked to verify the information in their profiles by indicating whether: (1) the information was accurate, (2) they needed additional information in order to decide whether the information contained in their profiles was accurate, or (3) the profiles contained inaccurate information and that changes needed to be made to the profile. If a state requested changes to the profile, we required evidence of a written document that contained the desired change before accepting the changes. State officials were able to make comments directly on the online profile, but they were also given the option to return their edited profiles to us via mail or fax. The information from the verified state profiles was then placed in the tables contained in this report. A complete list of state documents used to compile information for this report is in Appendix A.

    Each accommodation is included in the report as a named accommodation when it is mentioned in the policies of at least six states. This represents a change from previous reports, when such a decision rule was not used to determine which accommodations to include in the report. As a result, several additional accommodations are specifically listed in this report for the first time. However, it should be noted that many of these accommodations were mentioned in state accommodations policies in previous years. They were listed as an "Other" accommodation in previous NCEO reports. Information about these accommodations in previous reports was presented in the appendix tables that contained detailed descriptions of the Other accommodations.

    This analysis did not attempt to determine the degree to which state policies complied with federal requirements under IDEA or NCLB. Those determinations can be made only by the appropriate federal authorities. This report is a descriptive analysis of the written policies that states have for the participation of students with disabilities in assessments and their use of accommodations during assessments.

    Organization of the Report

    In this update we summarize and categorize the extensive information contained in states’ participation and accommodation policies. As in past reports, presenting information in figures and tables makes it more accessible, but can sometimes obscure the underlying complexities of the individual state policies. For example, it is not apparent in any of the tables that state policies on participation and accommodations range in length from a few pages to hundreds of pages. This complexity is exacerbated by the burgeoning number of state documents addressing participation and accommodations that are currently available. Some states have policies in place with few or no related supporting documents, while others have, in addition to policies, a full complement of related materials such as procedural manuals and training guides.

    This report is divided into two sections. Section 1 addresses the information gathered on participation. Section 2 contains the review of states’ accommodation policies.

    Tables that detail accommodations by state are included in Appendix B of this report. Summary figures and tables are provided in the main sections of the report. A comparison was made, where possible, to similar information from previous reports. All information in this report that refers to 2005 policies is from Lazarus et al. (2006).

    In addition to this report, all of the state policies on participation and accommodations can be accessed online with the NCEO Data Viewer (http://data.nceo.info), which allows users to create customizable reports including charts and maps that show state policies.


    Section 1—Participation Policies

    In addition to examining the specific participation criteria in the states, we examined additional testing options that were mentioned along with references to circumstances in which students might not participate in assessment. For each of these participation topics, we describe the 2007 findings and then compare these to findings from 2005.

    Additional Testing Options

    Some state participation policies included language about additional testing options beyond the three traditional testing options (i.e., general assessment without accommodations, general assessment with accommodations, and alternate assessments). These additional testing options included Selective Participation, Combination Participation, Out-of-Level Assessments, Locally Selected Assessments, Testing with Modifications or Non-Standard Accommodations, and Testing with Unique Aggregated Accommodations. Selective Participation means that students may take certain parts of the assessment without being required to take others, such as taking the math alternate assessment and no other assessments. Combination Participation means that students may take different parts of different tests, such as taking the reading alternate assessment, the math general assessment, and the science assessment with accommodations. Out-of-Level Assessments refers to the practice of allowing a student in one grade to take an assessment designed for another (usually lower) grade. Locally Selected Assessments are defined as assessments that school district staff select for students who are unable to participate in the general assessment even with accommodations. Testing with Modifications or Non-Standard Accommodations is the term used when a state permits the administration of a test with modifications or nonstandard accommodations. These accommodations are typically considered to change what is being tested to an extent that invalidates a student’s score. Testing with Unique Aggregated Accommodations, new to this report, refers to the use of accommodations that may be called conditional or nonstandard, but that have no implications for scoring or aggregation.

    Thirty-seven states’ and three unique states’ policies indicated that at least one additional testing option was available to students (see Figure 1). The participation policies in the remaining states did not indicate that additional testing options were available. Figure 2 illustrates the specific type of additional testing options and the number of states that allow it. Combination Participation is the largest category with 23 states allowing this testing option. For example, a state’s policy may indicate that participation by content area is allowed; therefore, when two or more content areas are being assessed, such as reading, writing, and math, the student may take the general assessment in math, and alternate assessments in reading and writing. In addition to Combination Participation, Testing with Modifications or Nonstandard Accommodations follows closely with 22 states allowing this option.

    Two unique states mentioned offering one additional testing option (see Figure 1). One unique state has two or more additional testing options, and seven unique states had no mention of additional testing options. Three types of additional testing options were mentioned in policies in the unique states (see Figure 2): Testing With Modifications (mentioned by two unique states), Out-of-Level Testing (mentioned by one unique state), and Selective Participation (mentioned by one unique state).

    Details on the policies of the specific states are provided in Tables B.1 and B.2 in Appendix B.

    Changes Since 2005

    The number of states with participation policies that specifically cite the availability or non-availability of additional testing options has stayed about the same since 2005. In 2005, 17 states had one additional testing option; this number increased to 20 in 2007. However, in 2005, 19 states mentioned having two or more additional testing options, and this number decreased to 17 for 2007. The number of states that did not mention additional testing options (e.g., the policies neither permitted nor prohibited additional testing options) remained constant at 13 from 2005 to 2007.

    In terms of the variation in types of additional testing options offered, these numbers also changed only slightly from 2005. Combination Participation increased from 19 states mentioning this option in 2005 to 23 states in 2007. Locally Selected Assessments increased by one, from two in 2005 to three in 2007. The remaining types of additional testing options decreased in number in 2007. Testing with Modifications decreased by one, from 23 in 2005 to 22 in 2007. Out-of-Level Assessments decreased from being mentioned by eight states in 2005 to five states in 2007. Similarly, Selective Participation was included in six state policies in 2005; in 2007, only three states offered this option.

    Figure 1. Summary of Additional Testing Options

    Figure 2. Summary of Types of Additional Testing Options

    Circumstances in Which Students Are Not Included in Any Form of Statewide Assessment

    In addition to examining state policies on how students were included in statewide assessment programs, we also looked for circumstances in which students were not included in any form of state assessment.

    Twenty-seven states prohibited excluding students from statewide assessment programs (see Figure 3). When analyzing the state policies, we considered a state to meet the requirements of exclusion prohibited if they stated that all students must participate, and no excluded groups were mentioned. However, if we considered only those states that explicitly stated "Exclusion Prohibited," only two regular states would be counted as meeting the criteria.

    Five unique states met the requirements for exclusion criteria using the current interpretation; however, no unique states met the requirements under the more explicit criteria. Three unique states used "Other" criteria for permitting the exclusion of students from assessments, as illustrated in Figure 3. In each case, the reason for exclusion was student incarceration.

    As shown in Figure 3, 15 states permitted the exclusion of students in the case of a medical condition or illness, six states permitted exclusion according to a parent exemption, and one state permitted exclusion for student refusal. Ten states allowed "Other" cases for exclusion—these included exclusion of foreign exchange students, expelled students, and students who have recently experienced a traumatic event.

    This information is summarized in Figure 3 and provided in detail by state in Appendix B, Tables B.3 and B.4.

    Changes Since 2005

    The number of state policies in 2007 that specifically stated that exclusion from statewide testing was prohibited decreased from 30 states in 2005 to 27 states in 2007. No states continue to use "Disruptive Behavior" as a reason for exclusion of a student from statewide testing; in 2007, this was removed from our summary. Three states permitted "Parent Exemption" in 2005, and six states allowed it in 2007.

    Figure 3. Summary of Circumstance in Which Students Are Not Included in Any Form of Statewide Assessment

    Participation Decision-Making Criteria—Allowed

    Figure 4 summarizes the decision-making criteria that states used to determine how students with disabilities participate in statewide assessment systems. The criteria that states cited most frequently were: (1) IEP Determined (50 states); (2) Instructional Relevance/Instructional Goals (44 states); (3) Current Performance/Level of Functioning (36 states); and (4) Level of Independence (36 states).

    In terms of the unique states, the criteria that were stated most frequently in the policies included the following (see Figure 4): (1) Level of Independence (6 unique states); (2) IEP Determined (5 unique states); (3) Instructional Relevance/Instructional Goals (5 unique states); (4) Current Performance/Level of Functioning (5 unique states); and (5) Student Needs and Characteristics (5 unique states).

    Additional participation criteria that states used when making participation decisions are included in Tables B.5 and B.6 in Appendix B.

    Figure 4. Summary of Participation Policy Variables That Can Be Used to Make Decisions about How Students with Disabilities Will Participate in Statewide Assessment

    Changes Since 2005

    Several policy changes in variables that can be used to make decisions about how students with disabilities participate in statewide assessments were evident. Fewer states mentioned several policy variables in 2005 than in 2007. Level of Independence increased from 18 states in 2005 to 36 states in 2007. Nature or Category of Disability was another variable that was mentioned more frequently in the state policies (up from 5 to 22 states). Instructional Relevance/Instructional Goals increased from 35 states allowing this variable for decision making in 2005 to 44 states in 2007.

    Three variables decreased in the number of states that mentioned them in their policies between 2005 and 2007. Many fewer states permitted consideration of Student Needs and Characteristics (down from 26 to 10 states). The Content/Purpose/Nature of Assessment was also mentioned in fewer policies (down from 11 states to 8 states). Finally, there were fewer variables in the "Other" category, with only two states including other variables (down from 5 in 2005).

    Participation Decision-Making Criteria—Not Allowed

    Many states listed criteria that cannot be used to make decisions about how students with disabilities will participate in statewide assessments. As shown in Figure 5, the criteria that were most frequently cited included the following: (1) Presence or Category of Disability (25 states); (2) Cultural, Social, Linguistic, or Environmental Factors (23 states); and (3) Excessive Absences (22 states). Fourteen states have policies that state that Low Expectations/Anticipated Low Scores may not be used to make decisions about how students with disabilities will participate in assessments. Two states specifically mentioned that low performance or concerns about Adequate Yearly Progress (AYP) cannot be used to make participation decisions.

    Also shown in Figure 5, the criteria the unique states mentioned most frequently as variables that cannot be used for participation decision-making included: (1) Presence or Category of Disability (5 unique states; (2) Excessive Absences (3 unique states); and (3) Cultural, Social, Linguistic, or Environmental Factors (3 unique states).

    Detailed information on participation decision-making criteria for each state can be found in Tables B.7 and B.8 of Appendix B.

    Figure 5. Summary of Participation Policy Variables That Cannot Be Used to Make Decisions About How Students with Disabilities will Participate in Statewide Assessments

    Changes Since 2005

    The number of states that cited variables that cannot be used to make decisions about how students with disabilities will participate in statewide assessments stayed about the same from 2005 to 2007 for most categories. The largest increases occurred in the categories of Achievement Level (up from 7 to 13 states) and Low Expectations/Anticipated Low Scores (up from 10 to 14 states). The largest decreases occurred in the categories Presence or Category of Disability (down from 28 to 25), Instructional Program/Program Setting (down from 17 to 14), and % Time Receiving Special Education Services (down from 12 to 9).


    Section 2—Accommodation Policies

    All states have policies that address the use of accommodations by students with disabilities in statewide assessments. This section of the report addresses state policy language concerning groups eligible to receive accommodations, state policies indicating the criteria that can and cannot be used to make decisions about a student’s use of an accommodation, guidance for the use of accommodations that are not on an approved list, accommodations involving a third party/access assistant to administer or record, and the use and impact of various types of accommodations.

    Additional Student Groups Eligible for Accommodations

    Accommodations policies may apply to students with IEPs, students with 504 plans, students who are both English language learners (ELLs) and have a disability, students who qualify for Title I services, or to all students. Many states also have separate accommodations policies for ELL students, but we did not track those policies for this report. Those readers interested in learning more about ELL policies are referred to Rivera, Collum, Shafer, and Sia (2005).

    Figure 6 provides information about the extent to which various categories of students, in addition to ELLs or students with disabilities, used accommodations during statewide assessments. This information is provided by state along with detailed information on additional student groups eligible for accommodations in each state in Tables B.9 and B.10 in Appendix B. All states mention in their policies that at least one other group is eligible for accommodations. Forty-five states indicated in their policies that accommodations were to be provided to students who had a 504 plan. Forty-five states specified in their policies that ELLs were eligible for accommodations.

    No states allowed all students to use any accommodations without restrictions. Fourteen states allowed all students to use standard accommodations under certain circumstances and with specific restrictions. For example, some states allow any student to receive an accommodation if it is used in regular instruction.

    In 2005, as in previous years, we did not include ELL accommodations in our analysis. Previously, we did analyze whether states’ special education accommodation policies addressed students who both have an IEP and are ELLs. That is, in most cases, we could infer from the accommodations policies that the state provided accommodations for students who are ELLs and have an IEP because ELL accommodations are mentioned within the sections of the document related to students with disabilities. The special education policies of 45 states had information about the use of accommodations for students who had both a disability and are ELLs. States were included in this total if they mentioned English language learners in their policies and if they included accommodations appropriate for ELLs (e.g., bilingual dictionary, side-by-side translation, etc). However, only 13 states mentioned explicitly in their policies that ELLs with IEPs are eligible for accommodations.

    In the unique states, four policies mentioned that students who have 504 plans also are eligible for accommodations. One unique state indicated that English language learners are an eligible student group. Two unique states were marked as including ELL/IEP students under the current interpretation for ELL/IEP, and none under the more explicit criteria.

    Figure 6. Summary of Additional Student Groups Eligible for Accommodations

    Changes Since 2005

    The number of state policies that included students with a 504 plan increased from 41 states in 2005 to 45 states in 2007. In addition, the number of state policies that indicated all students may use accommodations with qualification more than doubled from 6 states in 2005 to 14 states in 2007. The number of states mentioning ELLs with IEPs as eligible for accommodations increased from 25 states in 2005 to 45 states in 2007.

    Accommodations Decision-Making Criteria—Allowed

    States use a variety of criteria to guide the process for making decisions on student use of accommodations. As shown in Figure 7, the policies of 47 states indicated that the use of instructional and classroom accommodations are to be considered when making decisions. Two other criteria that many states included in their policies were that accommodations were selected based on individual student needs and characteristics (34 states) and that the accommodations maintained the validity of the test and resulting score (32 states).

    Some states differentiated between the types of accommodations that may be provided on exit exams and other large-scale assessments or between norm-referenced and criterion-referenced tests. The category of Purpose/Nature of Assessment is used to track whether different accommodations were permitted on different types of assessments in a state. In 12 states, the purpose or nature of the assessment was one of the criteria decision-making teams were asked to consider when making decisions about the use of accommodations.

    For the unique states, the most common criterion allowed is Individual Student Needs/Characteristics (5 unique states). In addition, requiring that accommodations are Used for Classroom and Instruction (4 unique states) and Maintains the Validity of the Test and Resulting Score (4 unique states) were also common considerations.

    See Tables B.11 and B.12 in Appendix B for more detailed information on criteria states allow for making decisions about accommodations.

    Changes Since 2005

    Since 2005, the state policies indicating the variables that can be used to guide the decision-making process for using accommodations during assessments have changed very little. The most common variables—Used for Classroom and Instruction, Individual Student Needs/Characteristics, and Maintains the Validity of the Test and Resulting Score—have remained virtually the same. The Length of Time Accommodation has been Used increased from six states in 2005 to 14 in 2007.

    Figure 7. Summary of Accommodations Policy Variables That Can Be Used to Guide the Decision-making Process for Using Accommodations During Statewide Assessment

    Accommodations Decision-Making Criteria—Not Allowed

    States also prohibited basing decisions about accommodations on certain criteria (see Figure 8). Policies generally listed fewer variables that could not be used in the decision-making process as compared to the number of variables that could be used. Nine states do not permit consideration of the Nature or Category of a student’s Disability. A few states indicated that Administrative Convenience (5 states) and Instructional Program/Program Setting (3 states) may not be considered when making decisions about accommodations. Four states listed other criteria as well (e.g., the availability of an accommodation).

    In the unique states, only the Nature/Category of Disability (1 unique state) and Other (1 unique state) were mentioned as variables that cannot be used to make accommodations decisions.

    State specific information, as well as information about other criteria, is provided in Tables B.13 and B.14 in Appendix B.

    Figure 8. Summary of Accommodation Policy Variables That Cannot Be Used to Guide the Decision-Making Process for Using Accommodations During Statewide Assessment

    Changes Since 2005

    Two categories decreased in the number of states mentioning these variables in their policies: Nature/Category of Disability decreased from 12 states in 2005 to 9 states in 2007, and Percent Time/Amount of Services Received decreased from 4 states in 2005 to 1 state in 2007. The number of states that indicated Administrative Convenience could not be used increased from 1 to 5 states.

    Guidance for Using Accommodations That Are Not on the "Approved" List

    A summary of the guidance for using accommodations that are not on an "approved" list in state accommodation policies is found in Figure 9. Twenty-six state policies advised IEP team members to Seek Approval from the State Board or Department of Education when suggesting the use of an accommodation not specifically found on the "approved" list. A Committee Review of the request to use an accommodation not previously approved was indicated in four state policies. Six state policies required IEP team members to contact a specific individual at the state or district level when recommending a non-approved accommodation.

    No unique states indicated guidelines for using accommodations that are not on an "approved" list.

    Detailed information for each state is located in Tables B.15 and B.16 in Appendix B.

    Figure 9. Summary of Guidelines for Using Accommodations That Are Not on the "Approved" List

    Changes Since 2005

    The number of state policies that require decision-making teams to Seek Approval from a State Board or Department of Education when inquiring about using accommodations not on the "approved" list decreased from 33 states in 2005 to 26 states in 2007. The number of states that require a Committee Review of the accommodation in question decreased by three states (down from 7 to 4) from 2005 to 2007. In 2005 eight states required decision-making teams to contact a specific person at the state or district level; by 2007 the number had decreased to six states.

    Guidelines for the Administration of Accommodations Involving a Third Party/Access Assistant

    Information was also collected on guidelines for accommodations involving a third party/access assistant. This information is summarized in Figure 10. An example of an accommodation that involves an access assistant would be an individual who serves as an intermediary between the student and the mode of access to the test (e.g., sign language interpreter, scribe, etc). If a decision-making team had selected "dictation of answers" as an accommodation, a state’s guidelines might then define the role of the scribe. Or, if "reading test items aloud" was the selected accommodation, the state may provide instructions on how to read numbers aloud and how to describe figures and diagrams on the test. For this analysis, we accepted anything the state produced as a written guideline. In other words, no quality criteria were imposed. Forty states provided written guidelines for scribes in their accommodation policies. Guidelines for readers and sign language interpreters were provided in 32 and 27 state policies, respectively.

    Guidelines for scribes, readers, and sign language interpreters were all included in the policies of one unique state.

    Detailed information for each state is located in Table B.17 in Appendix B.

    Figure 10. Summary of Guidelines for the Administration of Accommodations Involving a Third Party

    Changes Since 2005

    Only five states had no guidelines in 2007, compared to 10 states in 2005. The number of states with guidelines for Scribes increased from 33 states to 40 states in 2007. More states also had guidelines for Readers in 2007 (up from 26 to 32). Guidelines for Sign Language Interpreters also increased from 20 in 2005 to 27 in 2007.


    Types of Accommodations and Impact of Use

    In this section of the report, the accommodations that states most often allow, allow with restrictions, and prohibit are reviewed. We organized the accommodations into five categories: Presentation Accommodations, Equipment and Materials Accommodations, Response Accommodations, Scheduling/Timing Accommodations, and Setting Accommodations.

    We also analyzed how the states’ policies indicated that the accommodations were to be used: (1) Allowed (A)—if the accommodation is used, the student must be given the score she or he earned, the student’s score must be aggregated, and the score must be used for accountability purposes. (2) Unique Aggregated (UA)—an added category for those situations in which an accommodation that may be called conditional or nonstandard is used, the student is given his or her earned score, and the student’s score is aggregated and used for accountability purposes. As previously noted this variable replaces the A* variable that was used in the 2005 report; A* was defined as nonstandard with no implications for scoring or aggregation. (3) Allowed in Certain Circumstances (AC)—the accommodation is allowed on some assessments and not others. (4) Allowed with Implications for Scoring and/or Aggregation (AI)—if the accommodation is used, the student automatically receives a certain score (e.g., zero or below basic) or the score is not aggregated. (5) Prohibited (P)—the use of this accommodation on statewide testing is not permitted.

    For this analysis, we included an accommodation in our report if it was mentioned in the policies of at least six regular or unique states. This resulted in nine additional Presentation Accommodations being added in this 2007 update: Teacher Highlighting, Student Highlighting, Student Reads Test Aloud, Native Language Translation of Directions and/or Items, Increased Space Between Items, Simplify/Paraphrase Directions, Tactile Graphics, Prompt/Encourage Student, and Page Turner.

    Equipment and Materials Accommodations also saw an increase in the number of different accommodations mentioned in statewide policies. For 2007, 12 additional accommodations were added: Adapted Writing Tools, Slant Board/Wedge, Secure Paper to Work Area, Visual Organizers, Color Overlay, Assistive Technology, Special Paper, Math Tables/Number Line, Dictionary/Glossary, Thesaurus, Keyboard, and Graphic Organizers.

    Additions to the Response Accommodations category included the addition of one new accommodation—Monitor Placement of Student Responses. Flexible Scheduling was added to our analysis of Scheduling and Timing Accommodations.

    Three accommodations were added to the Setting Accommodations reporting: Increase/Decrease Opportunity for Movement, Hospital, and Non-school Setting.

    It should be noted that many of these newly added accommodations were listed in the "Other" category for 2005. However, in many cases the frequency in which these accommodations were mentioned in statewide policies has increased.

    Presentation Accommodations

    Presentation accommodations alter the way in which a test is presented to a student. Table 1 provides a summary of the presentation accommodations documented in state accommodation policies. State specific detailed information about these accommodations is included in Tables B.18 through B.20 in Appendix B.

    The most frequently allowed presentation accommodations were: Large Print, Braille, Sign Interpret Directions, and Read Aloud Directions. The policies of 47 states allow the Large Print accommodation without any restrictions, and an additional two states allow the accommodation in certain circumstances. Forty-seven states permitted the use of Braille without restrictions, with one additional state allowing Braille under certain circumstances and with implications for scoring, and another state allowing the use of Braille as a unique aggregated accommodation/allowed in certain circumstances.

    Read Aloud is represented in this analysis as two separate accommodations: Read Aloud Directions and Read Aloud Questions. Read Aloud Directions is permitted in all circumstances in 31 states, and in an additional 10 states under certain circumstances. Read Aloud Questions continues to be one of the more controversial accommodations. That is, there was a lack of consensus across states as to whether this accommodation should be allowed or allowed with restrictions. Although 50 states allowed questions to be read aloud, only three of these states allowed questions to be read aloud without restrictions. Two states’ policies about reading the questions aloud to a student indicated that it was a unique aggregated accommodation/allowed in certain circumstances. Twenty-four states permitted questions to be read aloud only in certain circumstances (e.g., on the math test, but not on the reading test). The policies of 20 states allowed questions to be read aloud in certain circumstances and with implications for scoring.

    Sign Language Interpretation is also represented in this analysis as two separate accommodations: Sign Interpret Directions and Sign Interpret Questions. Thirty-nine states permitted directions to be signed without restrictions, and four states indicated that directions may be signed under certain circumstances (e.g., on the math test, but not on the reading test). Forty states allowed test questions to be signed. Of these, 11 states permitted questions to be signed without restrictions; two states’ policies about sign interpretation of questions indicated it was a unique aggregated accommodation/allowed in certain circumstances. A total of 19 states allowed questions to be signed in certain circumstances. An additional eight states indicated that questions may be signed in certain circumstances and with implications for scoring. As with the Read Aloud Accommodation, it is more controversial to sign questions than to sign directions. As indicated in Table B.20 in Appendix B, there were more limitations placed on sign interpretation of reading tests than sign interpretation of mathematics or science tests.

    The unique states’ accommodations policies are summarized in Table 1b. In the unique states, the most commonly allowed presentation accommodations included the following: (1) Large Print, (2) Braille, and (3) Sign Interpret Directions.

    In addition to the accommodations listed in Tables 1a and 1b, 37 states and 6 unique states had Other Presentation Accommodations. These accommodations are listed in detail in Table B.19 in Appendix B.

    Changes Since 2005

    As in 2005, Large Print, Braille, Sign Interpret Directions, and Read Aloud Directions were the most frequently allowed presentation accommodations. In both 2005 and 2007, most states permitted questions to be read aloud with restrictions (e.g., in certain circumstances or with implications for scoring), although the number of states allowing this accommodation increased from 45 states in 2005 to 49 states in 2007. Similarly, in both 2005 and 2007, most states allowed questions to be signed, with or without restrictions. The number of states allowing this accommodation increased by one, from 39 states in 2005 to 40 states in 2007.

    Table 1a. Number of Regular States that Allow or Prohibit Selected Presentation Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Large Print

    47

    2

    0

    0

    0

    0

    Braille

    47

    0

    0

    1

    1

    0

    Read Aloud Directions

    31

    10

    0

    0

    0

    0

    Read Aloud Questions

    3

    24

    0

    20

    2

    0

    Sign Interpret Directions

    39

    4

    0

    0

    0

    0

    Sign Interpret Questions

    11

    19

    0

    8

    2

    0

    Repeat/Re-Read/Clarify

    30

    3

    0

    0

    0

    0

    Visual Cues

    17

    0

    0

    0

    0

    0

    Administration by Others

    7

    0

    0

    0

    0

    0

    Familiar Examiner

    18

    1

    1

    0

    0

    0

    Additional Examples

    4

    0

    0

    0

    0

    0

    Teacher Highlighting

    25

    1

    0

    1

    0

    0

    Student Highlighting

    16

    1

    0

    1

    0

    0

    Student Reads Test Aloud

    14

    0

    0

    1

    0

    0

    Native Language Translation of Directions and/or Items

    5

    3

    0

    3

    0

    0

    Increased Space Between Items

    4

    1

    0

    0

    0

    0

    Simplify/Paraphrase Directions

    13

    2

    2

    1

    1

    1

    Tactile Graphics

    9

    0

    0

    0

    1

    0

    Prompt/Encourage Student

    8

    1

    0

    0

    0

    1

    Page Turner

    6

    1

    0

    0

    0

    0

    a In addition to the presentation accommodations listed in this table, 37states have other presentation accommodations. See Table B.19 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Table 1b. Number of Unique States that Allow or Prohibit Selected Presentation Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Large Print

    8

    0

    0

    0

    0

    0

    Braille

    8

    0

    0

    0

    0

    0

    Read Aloud Directions

    5

    0

    0

    0

    0

    0

    Read Aloud Questions

    3

    2

    1

    2

    0

    0

    Sign Interpret Directions

    7

    0

    0

    0

    0

    0

    Sign Interpret Questions

    2

    0

    0

    0

    0

    0

    Repeat/Re-Read/Clarify

    6

    0

    0

    0

    0

    0

    Visual Cues

    2

    0

    0

    0

    0

    0

    Administration by Others

    1

    0

    0

    0

    0

    0

    Familiar Examiner

    2

    0

    0

    0

    0

    0

    Additional Examples

    2

    0

    0

    0

    0

    0

    Teacher Highlighting

    2

    0

    0

    0

    0

    0

    Student Highlighting

    2

    0

    0

    0

    0

    0

    Student Reads Test Aloud

    0

    0

    0

    0

    0

    0

    Native Language Translation of Directions and/or Items

    1

    0

    0

    0

    0

    0

    Increased Space Between Items

    1

    0

    0

    0

    0

    0

    Simplify/Paraphrase Directions

    3

    0

    2

    0

    0

    0

    Tactile Graphics

    1

    0

    0

    0

    0

    0

    Prompt/Encourage Student

    0

    0

    0

    0

    0

    0

    Page Turner

    0

    0

    0

    0

    0

    0

    a In addition to the presentation accommodations listed in this table, 6 unique states have other presentation accommodations. See Table B.19 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring; AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Note: Two unique states were not included in these totals.

    Definitions:

    Large Print = all parts of the assessment are in print larger than that typically used.
    Braille = all parts of the assessment are presented in Braille.
    Read Aloud Directions = the directions portion of the assessment is read to the student.
    Read Aloud Questions = the assessment items are read to the student.
    Sign Interpret Directions = directions portion of the assessment presented to the student via sign language.
    Sign Interpret Questions = assessment items presented to the student via sign language.
    Read/Re-read/Clarify Directions = directions may be clarified through restatement for the student.
    Visual Cues = additional visual cues are provided for students, such as arrows or stickers.
    Administration by Others = someone other than regular test administrator gives test to student (e.g., special education or general education teacher).
    Familiar Examiner  = someone other than regular test examiner who the student knows and has worked with in the past gives the test to the student (e.g., special education teacher).
    Additional Examples = in response to student request for more information or clarification, test administrator can supply additional examples to assist the student.
    Teacher Highlighting = teacher uses a highlighter to highlight on test booklet (e.g., highlighting key words in directions).
    Student Highlighting = student uses a highlighter to mark on test booklet.
    Student Reads Test Aloud = student reads directions and/or items aloud to self.
    Native Language Translation of Directions and/or Items = directions and/or test items are translated into the student’s native language.
    Increased Space Between Items = more blank space is given in the test booklet between items.
    Simplify/Paraphrase Directions = in response to student request for more information or clarification, test administrator can simplify or paraphrase test directions.
    Tactile Graphics = graphic items in the test are given through tactile representation.
    Prompt/Encourage Student = test administrator may encourage or prompt the student to continue.
    Page Turner = the student receives assistance turning the pages of the test booklet.

    Equipment and Materials Accommodations

    Equipment and Materials accommodations are changes in the conditions of the assessment setting that involve the introduction of certain types of tools and assistive devices. Table 2a provides a summary of the equipment and materials accommodations documented in the regular states’ policies. Many are related to the presentation of the test, but some are related to response, such as using a calculator or abacus.

    The most frequently allowed equipment/materials accommodations were: Magnification Equipment, Amplification Equipment, Templates, and Light/Acoustics. Forty-six states’ policies indicated that the use of magnification equipment was allowed without restrictions, while 42 states’ policies indicated that the use of amplification equipment was allowed without restriction with one state allowing it in certain circumstances and with implications for scoring. Templates were allowed in 37 states and prohibited in one state, while the light/acoustics accommodation was allowed in 35 states.

    The Calculator accommodation and Math Tables/Number Line were the most controversial accommodations. Calculators are mentioned in the policies of 46 states, allowed without restrictions in 10 states, allowed in certain circumstances in 19 states, allowed in certain circumstances with implications for scoring in 14 states (1 additional state allows the calculator with implications for scoring only), and reflected a unique aggregated accommodation/allowed in certain circumstances in two states. Math Tables/Number Line is mentioned in 19 states. They are allowed without restrictions in 4 states and allowed in certain circumstances in 6 states. In addition, two states allow Math Tables/Number Line with implications for scoring, and another 5 states allow this accommodation in certain circumstances with implications for scoring. Two states prohibit the use of Math Tables/Number Lines on their statewide assessments.

    The unique states’ Equipment and Materials Accommodations are summarized in Table 2b. In the unique states, the most commonly mentioned Equipment and Materials Accommodations were Amplification Equipment (allowed in 6 unique states), Magnification (allowed in 4 unique states), Templates (allowed in 4 unique states), Audio/Video (allowed in 4 unique states), Assistive Technology (allowed in 4 unique states), and Noise Buffer (allowed in 4 unique states). Calculators were indicated to be allowed without restrictions in three unique states, allowed in certain circumstances in one unique state, and allowed in certain circumstances with implications for scoring in three unique states.

    Eighteen states and one unique state permitted the use of "Other" Equipment and Materials Accommodations that are not listed in Tables 2a and 2b, such as easels and slates, pointers, and correction fluid.

    Additional details about Equipment/Material Accommodations is provided in Tables B.21 and B.22 in Appendix B.

    Changes Since 2005

    Table 2a. Number of Regular States that Allow or Prohibit Selected Equipment/Material Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Magnification Equipment

    46

    0

    0

    0

    0

    0

    Amplification Equipment

    42

    0

    0

    1

    0

    0

    Light/Acoustics

    35

    0

    0

    0

    0

    0

    Calculator

    10

    19

    1

    14

    2

    0

    Templates

    37

    0

    0

    0

    0

    1

    Audio/Video Equipment

    12

    6

    0

    3

    0

    0

    Noise Buffer

    31

    1

    0

    0

    0

    0

    Adaptive/Special Furniture

    30

    0

    0

    0

    0

    0

    Abacus

    20

    8

    0

    3

    0

    0

    Manipulatives

    111

    6

    0

    5

    1

    0

    Adapted Writing Tools

    21

    1

    0

    0

    0

    0

    Slant Board/Wedge

    7

    1

    0

    0

    0

    0

    Secure Paper to Work Area

    10

    1

    0

    0

    0

    0

    Visual Organizers

    17

    1

    0

    0

    0

    0

    Color Overlay

    20

    0

    0

    0

    0

    0

    Assistive Technology

    11

    7

    0

    3

    1

    0

    Special Paper

    18

    1

    0

    0

    0

    0

    Math Tables/Number Line

    4

    6

    2

    5

    0

    2

    Dictionary/Glossary

    8

    8

    0

    4

    0

    0

    Thesaurus

    5

    0

    0

    1

    0

    1

    Keyboard

    10

    0

    0

    0

    0

    0

    Graphic Organizers

    9

    1

    0

    1

    0

    0

    a In addition to the equipment and materials accommodations listed in this table, 18 states have other equipment and materials accommodations. See Table B.22in Appendix B for details.

    b A Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Table 2b. Number of Unique States that Allow or Prohibit Selected Equipment/Material Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Magnification Equipment

    4

    0

    0

    0

    0

    0

    Amplification Equipment

    6

    0

    0

    0

    0

    0

    Light/Acoustics

    2

    0

    0

    0

    0

    0

    Calculator

    3

    1

    0

    3

    0

    0

    Templates

    4

    0

    0

    0

    0

    0

    Audio/Video Equipment

    4

    0

    0

    0

    0

    0

    Noise Buffer

    4

    0

    0

    0

    0

    0

    Adaptive/Special Furniture

    2

    0

    0

    0

    0

    0

    Abacus

    2

    0

    0

    0

    0

    0

    Manipulatives

    1

    0

    0

    0

    0

    0

    Adapted Writing Tools

    2

    0

    0

    0

    0

    0

    Slant Board/Wedge

    1

    0

    0

    0

    0

    0

    Secure Paper to Work Area

    1

    0

    0

    0

    0

    0

    Visual Organizers

    0

    0

    0

    0

    0

    0

    Color Overlay

    0

    0

    0

    0

    0

    0

    Assistive Technology

    4

    0

    0

    0

    0

    0

    Special Paper

    1

    0

    0

    0

    0

    0

    Math Tables/Number Line

    2

    0

    0

    0

    0

    0

    Dictionary/Glossary

    1

    0

    0

    0

    0

    0

    Thesaurus

    0

    0

    0

    0

    0

    0

    Keyboard

    0

    0

    0

    0

    0

    0

    Graphic Organizers

    1

    0

    0

    0

    0

    0

    a In addition to the equipment and materials accommodations listed in this table, 1 unique state has other equipment and materials accommodations. See Table B.22 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Note: Two unique states were not included in these totals.

    Definitions:

    Magnification Equipment = equipment that enlarges the print size of the test.
    Amplification Equipment = equipment that increases the level of sound during the test (e.g. hearing aids).
    Light/Acoustics = changes to the amount or placement of lighting or special attention to the acoustics of the test setting.
    Calculator = standard calculator and special function calculator.
    Templates = Templates used to mark location of focus on the test.
    Audio/Video Equipment = audio or video equipment.
    Noise Buffer = ear mufflers, white noise, and other equipment used to block external sounds.
    Adaptive or Special Furniture = any furniture the student requires (e.g., for sitting upright).
    Abacus = abacus or similar counting tools.
    Manipulatives = Learning materials that are operated with the hands (e.g., math cubes, counters).
    Adapted Writing Tools = Larger diameter pencil, pencil grip, or other writing tool that has been adapted for the student.
    Slant Board/Wedge = slant board or wedge.
    Secure Paper to Work Area =  tape, magnets, or other device to secure paper to work area.
    Visual Organizers = markers, masks, and other devices to mark location of focus on test.
    Color Overlay = color overlay or shield.
    Assistive Technology = assistive technology (e.g., head wand, Kurzweil software).
    Special Paper = any special paper, such as graph paper, scratch paper, wide-ruled paper, etc.
    Math Tables/Number Line = math tables or number line, provided for, or created by, the student.
    Dictionary/Glossary = dictionary or glossary in English, English/other language, or other language only.
    Thesaurus = thesaurus.
    Keyboard = keyboard or adaptive keyboard.
    Graphic Organizers = graphic organizers created before or during the testing situation.

    Response Accommodations

    Response accommodations are changes in how a student responds to elements of the assessment process. Table 3a summarizes the response accommodations documented by the regular states.

    The most frequently allowed response accommodations were: Brailler, Write in Test Booklets, Proctor/Scribe, and Computer/Machine. The policies of 41 states allowed the use of a Brailler without restrictions, one state allowed Brailler in certain circumstances as a unique aggregated accommodation/allowed in certain circumstances.

    There was no general consensus across states for whether many of the response accommodations should be permitted in all circumstances or only with restrictions. For example, as indicated in Table 3a, 49 states permitted the use of a Proctor or Scribe; however, only 33 states allowed it without restrictions. When Computers were mentioned as an allowed accommodation, it was often with special instructions regarding the availability of the spell checking function. Writing in Test Booklets is another commonly allowed accommodation; it is permitted without restrictions in 35 states, and allowed in certain circumstances in four states (one of these states also has implications for scoring). Other commonly mentioned response accommodations include Brailler, Pointing, and the use of a Communication Device. Twelve states allowed the use of Speech/Text Devices without restrictions, while eight states allowed their use only in certain circumstances, one state allowing them with implications for scoring, and an additional four states allowing them in certain circumstances and with implications for scoring. One state considered Speech/Text devices to be a unique aggregated accommodation/allowed in certain circumstances.

    Table 3b summarizes the response accommodations reported in the policies of the unique states. The most frequently mentioned response accommodations in the unique states’ policies were Proctor or Scribe (allowed in 7 unique states; allowed in certain circumstances in one unique state); Computer or Machine (allowed in 6 unique states); and Write in Test Booklets (allowed in 6 unique states).

    Seventeen regular states and three unique states also permitted the use of "Other" Response Accommodations that are not listed in Tables 3a and 3b. These included increased size of answer bubbles and recording responses on a slate or dry erase board.

    For additional information on these accommodations as well as more detailed information on the response accommodations, see Tables B.24-B.26 in Appendix B.

    Changes Since 2005

    As in 2005, Brailler, Write in Test Booklets, Proctor/Scribe, and Computer/Machine were the most frequently allowed response accommodations. However, in 2005 tape recorder was allowed without restriction in 33 states but only in 19 states in 2007. In both the 2005 and 2007 reports, there was no general consensus among states about which response accommodations should be allowed without restriction, but there was an overall decrease in the number of states permitting certain response accommodations without restriction. For example, in 2005, 12 states permitted the Spell Checker accommodation without restrictions. In 2007, this number decreased to seven states. Sign Responses to Sign Language Interpreter was allowed without restrictions in 25 states in 2005. In 2007, the number of states allowing the accommodation without restriction was down to 18 states.

    Table 3a. Number of Regular States that Allow or Prohibit Selected Response Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Proctor/Scribe

    33

    9

    1

    5

    1

    0

    Computer or Machine

    31

    8

    0

    3

    1

    0

    Write in Test booklets

    35

    3

    0

    1

    0

    0

    Tape Recorder

    19

    5

    1

    1

    0

    0

    Communication Device

    20

    4

    0

    2

    1

    0

    Spell Checker/Assistance

    7

    7

    1

    4

    1

    1

    Brailler

    41

    0

    0

    0

    1

    0

    Sign Responses to Sign Language Interpreter

    18

    1

    1

    3

    0

    0

    Pointing

    21

    3

    0

    1

    1

    0

    Speech/Text Device

    12

    8

    1

    4

    1

    0

    Monitor Placement of Student Responses

    6

    0

    0

    0

    0

    0

    a In addition to the response accommodations listed above, 17 states had other response accommodations. See Table B.25 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Table 3b. Number of Unique States that Allow or Prohibit Selected Response Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Proctor/Scribe

    7

    1

    0

    0

    0

    0

    Computer or Machine

    6

    0

    0

    0

    0

    0

    Write in Test booklets

    6

    0

    0

    0

    0

    0

    Tape Recorder

    5

    0

    0

    0

    0

    0

    Communication Device

    4

    0

    0

    0

    0

    0

    Spell Checker/Assistance

    2

    1

    1

    2

    0

    0

    Brailler

    2

    0

    0

    0

    0

    0

    Sign Responses to Sign Language Interpreter

    4

    0

    0

    0

    0

    0

    Pointing

    5

    0

    0

    0

    0

    0

    Speech/Text Device

    2

    0

    0

    0

    0

    0

    Monitor Placement of Student Responses

    4

    0

    0

    0

    0

    0

    a In addition to the response accommodations listed in this table, 3 unique states had other response accommodations. See Table B.25 in Appendix B for details.

    b A  = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Note: Two unique states were not included in these totals.

    Definitions:

    Proctor/Scribe = student responds verbally and a proctor or scribe then translates this to an answer sheet; for writing extended responses, specific instructions about how spelling and punctuation may be included.
    Computer or Machine = computer or other machine (e.g., typewriter).
    Write in Test Booklet = responses may be written in the test booklet rather than on answer sheets.
    Tape Recorder = student’s verbal responses are tape recorded, generally for later description.
    Communication Device = various devices for the student to use in giving responses (e.g., symbol boards).
    Spell Checker/Assistance = spell checker as a separate device or within a word-processing program.
    Brailler = device or computer that generates responses in Braille.
    Sign Responses to Sign Language Interpreter = responses may be given by sign language to a sign language interpreter.
    Pointing = student points to response and staff member translates this onto an answer sheet.
    Speech/Text Device = student’s verbal responses are transferred to text via speech/text device.
    Monitor Placement of Student Responses = the test administrator or other assistant monitor’s the placement of the student’s responses on the answer sheet.

    Scheduling/Timing Accommodations

    Scheduling/timing accommodations are changes in the timing or scheduling of an assessment; these accommodations are summarized for regular states in Table 4a. The most frequently allowed accommodations in this category were Testing with Breaks, Time Beneficial to Student, and Extended Time. Forty-three states allowed Testing with Breaks with no restrictions, one state allowed this accommodation in certain circumstances, and one state’s policy reflected it as a unique aggregated accommodation/allowed in certain circumstances. The Time Beneficial to Student accommodation was allowed without restrictions in 35 states, and the Extended Time accommodation was permitted without restrictions in 34 states. Four additional states indicated that Extended Time may be used in certain circumstances, one state indicated that this accommodation was allowed in certain circumstances with implications for scoring, and one state considered it a unique aggregated accommodation/allowed in certain circumstances. Two states prohibited Testing Over Multiple Days; no other scheduling and timing accommodations were prohibited by any states.

    Scheduling and timing accommodations for the unique states are summarized in Table 4b. Similar to the regular states, the commonly allowed accommodations were Extended Time and Testing with Breaks. In contrast to regular states, most of the unique states allowed Testing Over Multiple Days.

    Seven states listed "Other" scheduling/timing accommodations that were not listed in Table 4a. Among these "Other" accommodations were fewer achievement subtests in a given day (1 state), and allowing the student to terminate testing when he or she can no longer continue (3 states). Two unique states had one other accommodation, changing the time of day the test is given.

    Additional information on these other accommodations, for both regular and unique states, as well as detailed information about the scheduling/timing accommodations can be found in Tables B.24 and B.25 in Appendix B.

    Changes Since 2005

    As in 2005, the most frequently allowed scheduling/timing accommodations were: With Breaks, Time Beneficial to Students, and Extended Time. The number of states allowing the extended time accommodation decreased from 41 states allowing the accommodation in 2005 to 34 states mentioning the accommodation as allowed in 2007. This change is most likely due to a number of states developing tests that are untimed. Other timing and scheduling accommodations remained about the same from 2005 to 2007.

    Table 4a. Number of Regular States that Allow or Prohibit Selected Scheduling/Timing Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Extended Time

    34

    4

    0

    1

    1

    0

    With Breaks

    43

    1

    0

    0

    1

    0

    Multiple Sessions

    23

    1

    0

    0

    0

    0

    Time Beneficial to Student

    35

    1

    0

    0

    0

    0

    Over Multiple Days

    18

    3

    0

    0

    0

    2

    Flexible Scheduling

    12

    3

    0

    0

    0

    0

    a In addition to the scheduling/timing accommodations listed in this table, 7 states had other scheduling/timing accommodations. See Table B.28 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Table 4b. Number of Unique States that Allow or Prohibit Selected Scheduling/Timing Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Extended Time

    7

    0

    0

    0

    0

    0

    With Breaks

    7

    0

    0

    0

    0

    0

    Multiple Sessions

    4

    0

    0

    0

    0

    0

    Time Beneficial to Student

    2

    0

    0

    0

    0

    0

    Over Multiple Days

    6

    0

    0

    0

    0

    0

    Flexible Scheduling

    2

    0

    0

    0

    0

    0

    a In addition to the scheduling/timing accommodations listed in this table, 2 unique states had other response accommodations. See Table B.28 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring;
    AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Note: Two unique states were not included in these totals.

    Definitions:

    Extended Time = student may take longer than the time typically allowed.
    With Breaks = time away from test allowed during tests typically administered without breaks, sometimes with conditions about when this can occur (e.g,, not within subtests) and how long they can be.
    Multiple Sessions = assessments generally given in a single session can be broken into multiple sessions.
    Time Beneficial to Student = administered at a time that is most advantageous to the student.
    Over Multiple Days = administered over several days when the assessment is normally administered in one day.
    Flexible Scheduling = the order of subtests may vary from the typical order of subtests.

    Setting Accommodations

    Setting accommodations are changes in the test location or environment. These accommodations include Individual or Small Group administration, administration in a Separate Room or Carrel, and the Proximity of the Student’s Seat to the Test Administrator. The results of our analysis for the regular states are displayed in Table 5a.

    The most frequently allowed setting accommodations were: Individual, Small Group, Carrel, and Separate Room. Forty-six states permitted testing of students in Individual and Small Group settings with no restrictions on the use of these accommodations. Testing in a Carrel and testing in a Separate Room were indicated as allowed in the policies of 37 states. Testing in the Student’s Home was more controversial. This accommodation was allowed without restrictions in 18 states’ policies, and allowed in certain circumstances in the policies of 2 states. One state indicated that this accommodation could be used with implications for scoring and aggregation.

    It is important to note that even though we documented that only five states allowed the testing of students in the Special Education Classroom, and one additional state allowed this setting accommodation in certain circumstances, the policies of many additional states implied this accommodation was permitted. It is likely that individualized or small group testing occurred in the special education classroom, but unless a policy explicitly stated that testing in the special education classroom was allowed as an accommodation, we did not mark it as allowed in this report.

    The setting accommodation policies for the unique states are summarized in Table 5b. Both the Individual and Small Group accommodations were indicated in the policies as allowed without restrictions in seven unique states. Other commonly allowed setting accommodations in the unique states were Carrel (6 unique states); Seat Location/Proximity (5 unique states); Separate Room (4 unique states); and Hospital (4 unique states).

    Twelve states listed "Other" setting accommodations in their policies, such as testing with background music or white noise (3 states), and with the teacher or test administrator facing the student (4 states). Four unique states listed "Other" setting accommodations, including testing in a specialized workstation (1 unique state), and adjusted grouping (2 unique states).

    Additional information on these other setting accommodations, for both regular and unique states, as well as detailed information about the scheduling/timing accommodations can be found in Tables B.26 and B.27 in Appendix B.

    Changes Since 2005

    As in 2005, the most frequently allowed setting accommodations were: Individual, Small Group, Carrel, and Separate Room. Similar to 2005, in 2007 most of the accommodations in the Setting Accommodations were not controversial; however, seven of the setting accommodations increased in the number of states allowing the accommodation without restrictions in 2007. The most dramatic increase was in the Separate Room accommodation (allowed in 31 states in 2005; now allowed in 37 states in 2007). Other accommodations increased by only one state (Individual, Group, Seat Location/Proximity, and Student’s Home). The Separate Room accommodation and Minimize Distractions were indicated as allowed in two additional states in 2007. One accommodation, testing in the Special Education Classroom, decreased from being allowed in 13 states in 2005 to allowed in five states in 2007.

    Table 5a. Number of Regular States that Allow or Prohibit Selected Setting Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Individual

    46

    0

    0

    0

    0

    0

    Small Group

    46

    0

    0

    0

    0

    0

    Carrel

    37

    0

    0

    0

    0

    0

    Separate Room

    37

    0

    0

    0

    0

    0

    Seat Location/Proximity

    34

    0

    0

    0

    0

    0

    Minimize Distractions

    21

    2

    0

    0

    0

    0

    Student’s Home

    18

    2

    1

    0

    0

    0

    Special Education Classroom

    5

    1

    0

    0

    0

    0

    Increase/Decrease Opportunity for Movement

    7

    0

    0

    0

    0

    0

    Hospital

    15

    0

    0

    0

    0

    0

    Non-School Setting

    5

    0

    0

    0

    0

    0

    a In addition to the setting accommodations listed in this table, 12 states had other setting accommodations. See Table B.31 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring; AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Table 5b. Number of Unique States that Allow or Prohibit Selected Setting Accommodationsa

    Accommodation

    Type of Accommodation/Impact of Useb

    A

    AC

    AI

    AC/AI

    AC/UA

    P

    Individual

    7

    0

    0

    0

    0

    0

    Small Group

    7

    0

    0

    0

    0

    0

    Carrel

    6

    0

    0

    0

    0

    0

    Separate Room

    4

    0

    0

    0

    0

    0

    Seat Location/Proximity

    5

    0

    0

    0

    0

    0

    Minimize Distractions

    3

    0

    0

    0

    0

    0

    Student’s Home

    3

    0

    0

    0

    0

    0

    Special Education Classroom

    0

    0

    0

    0

    0

    0

    Increase/Decrease Opportunity for Movement

    0

    0

    0

    0

    0

    0

    Hospital

    4

    0

    0

    0

    0

    0

    Non-School Setting

    2

    0

    0

    0

    0

    0

    a In addition to the setting accommodations listed in this table, 4 unique states had other setting accommodations. See Table B.31 in Appendix B for details.

    b A = Allowed; AC = Allowed in Certain Circumstances; AI = Allowed with Implications for Scoring; AC/AI = Allowed in Certain Circumstances and there are Implications for Scoring; UA = Unique Aggregated; P = Prohibited

    Note: Two unique states were not included in these totals.

    Definitions:

    Individual = individual assessed separately from other students.
    Small Group = student assessed in small group separate from other students.
    Carrel = student assessed while seated in a study carrel.
    Separate Room = student assessed in a separate room.
    Seat Location/Proximity = student is assessed in a specifically designated seat location, usually in close proximity to the test administrator.
    Minimize Distractions = student is assessed in a quiet environment.
    Student’s Home = student assessed at home, usually when out of school for illness or other reasons.
    Special Education Classroom = student is assessed in the special education classroom.
    Increase/Decrease Opportunity for Movement = student is assessed in an environment that allows for increased or decreased opportunity for movement (e.g., the student may be allowed to walk around).
    Hospital = student is assessed in a hospital.
    Non-school Setting = student is assessed in a non-school setting.


    Summary

    State policies on participation and accommodations continue to change. Most regular states had policies online in 2005; in 2007, all regular states have materials about participation and accommodation policies available online. These materials include a wide variety of documents, including policies and procedures, handouts for parents, and training materials.

    The 2007 policies on participation and accommodation for students with disabilities may reflect changes that states have made as part of the ongoing peer review process for standards and assessments that began in 2004, and is required for states to receive Title I funds under No Child Left Behind (Christensen, Lail, & Thurlow, 2007; Thurlow, Christensen, & Lail, 2008)). In this peer review process, policies for participation and accommodation were included, and many states had outstanding issues in these areas and have been working to address them. Changes in the policies analyzed for this report may reflect states grappling with these issues.

    There are also a number of additional noteworthy findings since 2005. These include findings on the most frequently allowed accommodations and other accommodations.

    Participation Policies

    Participation policies continue to evolve and change. There have been a number of key changes since 2005, but many of these changes appear to be primarily fine-tuning of policies.

    One important change in participation policies from 2005 is the number of additional student groups that are mentioned in statewide policies. For example, English language learners (ELLs) were explicitly mentioned in the participation policies in 45 states. ELLs with IEPs were indicated as an additional group in the policies of 45 states.

    Fourteen states permitted all students to use accommodations with qualifications, an increase from six states in 2005. Another change since 2005 is that there are no states that allow all students to use accommodations without any restrictions.

    States continue to clarify and specify when and how students with disabilities participate in statewide assessment. For example, most states in 2007 included instructional relevance and goals as criteria for making participation decisions. However, other variables focused on the assessment and student needs that can be used to make participation decisions decreased from 2005 to 2007. For example, making decisions based on the Content, Purpose, or Nature of the assessment was indicated in fewer policies in 2007 than in 2005. Similarly, basing decisions on Student Needs and Characteristics decreased from 2005 levels.

    Another noteworthy change was the number of states that mentioned guidelines for administration of accommodations involving a third party/access assistant. The increase in the number of states with policies for each type of access assistant administration (i.e., Scribe, Reader, and Sign Language Interpreter) indicates that states understand the importance of providing instructions to scribes, readers, and sign language interpreters so that the test is administered appropriately, and provides a valid score for the student.

    Accommodations Policies

    Historically, accommodations have sometimes been seen as a way to enable some students with disabilities to participate in statewide assessments. There was often little consideration of when it was appropriate to use a given accommodation (Clapper, Morse, Lazarus, Thompson, & Thurlow, 2005; Lazarus, Thurlow, Lail, Eisenbraun, & Kato, 2006). That approach has been changing, as indicated in the 2005 policies, and it continues to change. In 2007, we saw some states directing more attention to the validity of accommodation use through the category of the Unique Aggregated Accommodation. In these states, policymakers recognize that some accommodations are valid for a small group of students who may need them (e.g., a student who is unable to decode text), but that these accommodations may have been overused in the past. By allowing them as what we have called a Unique Aggregated Accommodation, students who need these accommodations are able to use them and thus receive a valid score for the assessment.

    States were beginning to explore whether it is appropriate for students who meet certain eligibility criteria to receive a specified bundle of accommodations. For example, Texas has bundled three accommodations (orally reading all proper nouns associated with each passage before students begin individual reading, orally reading all questions and answer choices to students, and extending the testing time over a two-day period) for Grade 3, Grade 4, and Grade 5 students with dyslexia.

    As in past years, we continue to find a wide variability in accommodations use across states (Thurlow, Altman, Cormier, & Moen, 2008). The current research base that seeks to validate accommodations is growing but remains limited. States are continuing to refine their understanding of how to appropriately enable some students with disabilities to meaningfully participate in statewide assessments. As Thurlow, Thompson, and Lazarus (2006) observed, "states now seem to be honing in on the need to clarify the purpose of the test and construct being tested, rather than just the goal of providing the student with access to the testing situation" (p. 662).

    Some accommodations may be reflective of states’ interest in developing a new alternate assessment based on modified academic achievement standards (AA-MAS). Although the regulations for the AA-MAS were officially released in April 2007, some states were developing this assessment prior to the regulations. According to Lazarus, Thurlow, Christensen, and Cormier (2007), commonly mentioned accommodations in states that had an AA-MAS as of summer 2007 included Larger Font, Increased Space Between Items, Breaks as Needed, and Dark or Raised Lines (p. 5). Although we cannot make a strong connection between the AA-MAS and the accommodations for this report, we note that in the analysis for this report, we found that 5 states allowed some form of Increased Space Between Items; Testing with Breaks increased from 40 states in 2005 to 43 states in 2007. As more states work to develop an AA-MAS, it is likely that statewide accommodations policies will continue to reflect the approach states take to incorporating accommodations into the test. Some states may decide to build accommodations into the design of the test, and others may continue to allow them as accommodations.

    The Read Aloud Questions accommodation remains controversial, and there is little consensus among states as to when and how this accommodation should be used. Fewer states allowed this accommodation in 2007 than in 2005. Sign Interpretation of Questions stayed about the same as in 2005, with one additional state allowing this accommodation in 2007. Interestingly, more states allowed sign interpretation of questions without restriction than the read aloud questions accommodation. Eleven states allowed sign interpretation of questions without restrictions, compared to only three states for read aloud questions.

    Technology-related accommodations continued to be used, and many of them were controversial. More states allowed certain technology-based accommodations as an alternative to (or in addition to) accommodations that serve a similar purpose but require the use of a third party to administer. We specifically tracked Assistive Technology for the first time in this update. In 2007, 11 states allowed the use of Assistive Technology without restriction; an additional 11 states allowed its used in certain circumstances, with implications for scoring, or as a unique accommodation. The Speech/Text Device may sometimes be used as a substitute for the Proctor/Scribe accommodation. It was allowed without restrictions in 14 states in 2005; by 2007, this number decreased to 12 states. However, states now are more thoughtfully considering when it is appropriate for this accommodation to be used and 14 allow its used in certain circumstances, with implications for scoring or as a unique accommodation.

    Although the use of Computers has increased (from 25 to 31 states allowing it with no restrictions from 2005 to 2007), as technology has changed the mention of some other technology-related accommodations has decreased (for example, tape recorder). While states may be seeing some benefits to using technology-related accommodations, they are also demonstrating caution in their use.

    The use of the Extended Time accommodation has decreased and is mentioned in state policies less frequently than in the last report. This may be due to the fact that more states are seeing extended time as a best practice rather than an accommodation, and are now offering untimed tests.

    In 2007, the Setting Accommodations were mentioned more frequently in the state policies than they were in 2005. In general, these accommodations (e.g., Small group, Separate Room, Minimize Distractions) were not seen as controversial. However, by mentioning these accommodations explicitly in their policies, states are ensuring that students are getting the accommodations they need.

    The overall number of prohibited accommodations has more than doubled since our last analysis. In 2005, 4 accommodations were prohibited including: manipulatives (1 state), spell checker (2 states), and testing over multiple days (1 state). In 2007, 9 accommodations were prohibited. These included spell checker (1 state), testing over multiple days (2 states), simplify/paraphrase directions (1 state), prompt/encourage the student (1 state), math tables/number line (2 states), templates (1 state), and thesaurus (1 state).


    Conclusions

    Participation and accommodation policies continue to evolve and change. There have been a number of key changes since 2005 as states continued to consider how and when students should participate in statewide assessments, and what accommodations, if any, they should receive. States need to consider carefully, however, the possible implications of deleting participation variables from policies that might be assumed to be general knowledge or common practice. Examples include eliminating the consideration of the purpose and nature of the assessment or student needs and characteristics from participation criteria. It is notable that states have increased their mention of English language learners (both with, and without IEPs) in their policies. Similarly, the increase in the number of states with guidelines for scribes, readers, and sign language interpreters is an indication that states are concerned about validity of test scores under these administration conditions.

    States will likely continue to grapple with the many complex concerns and requirements related to accommodations, especially in light of the ongoing nature of the peer review process and the introduction of the AA-MAS option. This analysis indicates that many states have developed participation and accommodations policies that reflect their ongoing commitment to including all students with disabilities in statewide assessments.


    References

    Christensen, L. L., Lail. K. E., & Thurlow, M. L. (2007). Hints and tips for addressing accommodations issues for peer review. Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Clapper, A. T., Morse, A. B., Lazarus, S. S., Thompson, S. J., & Thurlow, M. L. (2005). 2003 state policies on assessment participation and accommodations for students with disabilities (Synthesis Report 56). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Lazarus, S. S., Thurlow, M. L., Christensen, L. L., & Cormier, D. (2007). States’ alternate assessments based on modified achievement standards (AA-MAS) in 2007 (Synthesis Report 67). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Lazarus, S. S., Thurlow, M. L., Lail, K. E., Eisenbraun, K. D., & Kato, K. (2006). 2005 state policies on assessment participation and accommodations for students with disabilities (Synthesis Report 64). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Rivera, C., Collum, E., Shafer, L., & Sia Jr., J. K. (2005). An analysis of state assessment policies addressing the accommodation of English language learners. In Rivera (Ed.) A national review of state policy and practice for English language learners. Mahwah, NJ: Lawrence Erlbaum Associates, Inc.

    Thurlow, M., Altman, J., Cormier, D. & Moen, R. (2008). Annual performance report: 2005–2006 state assessment data. Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M. L., Christensen, L. L., & Lail, K. E. (2008). An analysis of accommodations issues from the standards and assessments peer review (Technical Report 53). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M., House, A., Boys, C., Scott, D., & Ysseldyke, J. (2000). State policies on assessment participation and accommodations for students with disabilities: 1999 update (Synthesis Report 33). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M. L., Lazarus, S., Thompson, S., & Robey, J. (2002). 2001 state policies on assessment participation and accommodations for students with disabilities (Synthesis Report 46). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M. L., Scott, D. L., & Ysseldyke, J. E. (1995a). A compilation of states’ guidelines for accommodations in assessments for students with disabilities (Synthesis Report 18). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M. L., Scott, D. L., & Ysseldyke, J. E. (1995b). A compilation of states’ guidelines for including students with disabilities in assessments (Synthesis Report 17). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M. L., Seyfarth, A., Scott, D., & Ysseldyke, J. (1997). State assessment policies on participation and accommodations for students with disabilities: 1997 update (Synthesis Report 29). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.

    Thurlow, M. L., Thompson, S. J., & Lazarus, S. S. (2006). Considerations for the administration of tests to special needs students: Accommodations, modifications, and more. In Downing, S. M. & Haladyna, T. M., (Ed.), Handbook of test development (pp. 653–673). Mahwah, NJ: Lawrence Erlbaum, Inc.

    Thurlow, M. L., Ysseldyke, J. E., & Silverstein, B. (1993). Testing accommodations for students with disabilities: A review of the literature (Synthesis Report 4). Minneapolis, MN: University of Minnesota, National Center on Educational Outcomes.


    Appendix A. State Documents Used in Analysis of Participation and Accommodation Policies

    Appendix B. Participation and Accommodation Guidelines by State